OVERSEAS IPO COMPLIANCE
Overseas IPO Compliance Services
Listing Guidance, ODI Compliance and Financial Due Diligence, All in One
End-to-end IPO compliance services for HKEX, US markets and Singapore, covering ODI compliance, foreign exchange review, financial due diligence, listing guidance and filing support.
Discuss Your Listing Plan Now
Full-Scope Overseas IPO Compliance Services
OVERSEAS IPO COMPLIANCE SERVICES
Hong Kong IPO Compliance
HKEX Main Board and GEM listing compliance, structuring and listing preparation.
US IPO Compliance
Nasdaq and NYSE listings, SEC compliance and filing guidance.
Singapore IPO
SGX listings, Southeast Asian capital structures and compliance guidance.
Listing Filing Support
Filing material planning, regulatory inquiry coordination and progress follow-up.
ODI Compliance Filing
Outbound investment filing across the NDRC, MOFCOM and SAFE, end to end.
Financial Due Diligence & Audit
Pre-IPO financial audit, compliance verification and statement standardization.
Tax Compliance Planning
Global tax structuring, transfer pricing and tax compliance planning.
Overall Coordination / VIE Structure
Overseas listing structure design, VIE restructuring and compliant implementation.
End-to-End Overseas IPO Compliance Guidance
From structure design to listing delivery, with you every step of the way
Listing Compliance Guidance
- Listing plans for Hong Kong, the US and Singapore
- Red-chip and VIE structure design and restructuring
- Compliance review of domestic and overseas entities
- Regulator communication and issue remediation
- Full listing timeline management and guidance
Filing & Registration Support
- ODI outbound investment filing guidance
- Equity structure and control review
- Foreign exchange, customs and tax compliance preparation
- Exchange filing material coordination
- Filing progress follow-up and coordination
Audit & Due Diligence Services
- Three-year pre-IPO financial audit reports
- Financial, business and operational due diligence
- Cross-border fund, tax and related-party transaction review
- Compliance issue remediation and standardization plans
- Filing of materials with securities regulators or exchanges
Overseas IPO Compliance Process
Five steps forward, a steady path to listing
- 1Plan Diagnosis
Structure Design - 2Due Diligence & Audit
Compliance Review - 3Material Preparation
Filing Support - 4Filing & Submission
Regulatory Review - 5Successful Listing
Ongoing Compliance
IPO Compliance Document Checklist
Foundational listing documents, organized in one place
Basic Documents Required for IPO Compliance
- Business license, equity structure chart, articles of association
- Three years of financial statements, audit reports, accounting vouchers
- Domestic and overseas entity documents, bank statements, proof of funds
- ODI filing documents, foreign exchange registration, customs import/export records
- Trademarks and patents, licenses and permits, major contracts, entity documents
- Tax returns, tax payment certificates, tax compliance statements
- Director and executive identity documents, related-party list, internal control documents
IPO Compliance Services
Listing Consultation
- For
- Companies planning an overseas listing
- Includes
- Listing venue, structure plan, compliance risk diagnosis
- Service
- Preliminary financial and operational due diligence
Full-Process IPO Compliance
- For
- Companies preparing to file for listing or restructure
- Includes
- Structure design + ODI + foreign exchange + full tax compliance
- Service
- Audit reports and filing support, with end-to-end listing guidance
OVERSEAS CONSULTING